Non-Recourse Stock Loans

Yukai Capital Group offers a variety of Structured Finance Programs as a way to create liquidity.

We offer a variety of highly competitive terms with limited or no recourse to the borrower since our loans are secured solely by the collateral (unrestricted & free trading shares).

Our typical client profile includes individuals, institutional investors as well as affiliate and non-affiliate shareholders of publicly traded companies listed and actively traded on most major stock exchanges.

The Structured Finance Products that we offer are available in the following forms:

Repo (Reverse Repurchase Agreement):

  • Loan to Value (LTV) of 35% to 70%
  • Annual Interest Rates 4% to 9%
  • Loan Terms 12 to 36 months
  • Non-Recourse
  • Minimum Loan Amount USD $1,000,000
  • Maximum Loan Amount USD $250,000,000+
  • Minimum Market Cap of Collateral USD $50,000,000
  • Minimum Daily Trading Volume USD $75,000/day
  • Title Transfer
  • Shares will be subject to being traded, hedged or rehypothecated

Bronze Stock Loan

  • Loan to Value (LTV) of 35% to 70%
  • Annual Interest Rates 4% to 9%
  • Loan Terms 12 to 60 months
  • Non-Recourse
  • Minimum Loan Amount USD $500,000
  • Maximum Loan Amount USD $25,000,000+
  • Minimum Market Cap of Collateral USD $50,000,000
  • Minimum Daily Trading Volume USD $75,000/day
  • Title Transfer
  • Shares will be subject to being traded, hedged or rehypothecated

Silver Stock Loan

  • Loan to Value (LTV) of 35% to 70%
  • Annual Interest Rates 4% to 9%
  • Loan Terms 12 to 36 months
  • Non-Recourse
  • Minimum Loan Amount USD $1,000,000
  • Maximum Loan Amount USD $250,000,000+
  • Minimum Market Cap of Collateral USD $50,000,000
  • Minimum Daily Trading Volume USD $75,000/day
  • Non-Title Transfer & NCBO
  • Shares will be subject to being traded, hedged or rehypothecated

Gold Stock Loan

  • Loan to Value (LTV) of 35% to 80%
  • Annual Interest Rates 3% to 9%
  • Loan Terms 12 to 60 months
  • Non-Recourse
  • Minimum Loan Amount USD $1,000,000
  • Maximum Loan Amount USD $250,000,000+
  • Minimum Market Cap of Collateral USD $100,000,000
  • Minimum Daily Trading Volume USD $100,000/day
  • Non-Title Transfer & NCBO
  • Shares will be subject to being traded, hedged or rehypothecated

Platinum Stock Loan

  • Loan to Value (LTV) of 40% to 80%
  • Annual Interest Rates 5% to 9%
  • Loan Terms 12 to 60 months
  • Non-Recourse
  • Minimum Loan Amount USD $1,000,000
  • Maximum Loan Amount USD $250,000,000+
  • Minimum Market Cap of Collateral USD $150,000,000
  • Minimum Daily Trading Volume USD $150,000/day
  • Non-Title Transfer & NCBO
  • Shares will be subject to being rehypothecated

Private Margin Loan

  • Loan to Value (LTV) of 35% to 50%
  • Annual Interest Rates 9% to 15%
  • Loan Terms 12 months with options to renew
  • Limited Recourse
  • Minimum Loan Amount USD $500,000
  • Maximum Loan Amount USD $250,000,000+
  • Minimum Market Cap of Collateral USD $3000,000,000
  • Minimum Daily Trading Volume USD $250,000/day
  • Non-Title Transfer (shares held at MUFG) & NCBO
  • Limited to eligible stocks on Hong Kong, Singapore & Indonesian Stock Exchanges
  • Shares will not be subject to being traded, hedged or rehypothecated

2019-loan-product-guide.pdf